|
Course Home
Syllabus
Grading
Assignments
Readings
Discussion
Resources
Copyright Philip Doty, UT-Austin,
May 2003
|
|
 |
Suggestions for Writing Policy Analysis
This section of the syllabus offers two general, interrelated models
for doing policy analysis and then writing policy reports. You can use
these to guide your own writing as your study of policy analysis progresses
beyond this semester's work, but they are also useful for evaluating the
work of others. Such evaluations are very common in policy studies, whether
one is doing so for the purposes of critique, literature review, or peer
review. Policy analysts constantly review each others' work in a collegial
but demanding way.
The first model is based on one offered by Charles R. McClure, with my
own modifications added.Particular analysts and topics may demand different
approaches:
- Abstract
- Introduction
- Importance of specific topic
- Definition of key terms
- Key stakeholders
- Key policy areas needing analysis and resolution
- Overview of current knowledge
- Evaluative review of the literature about the topic, including print
and electronic sources
- Existing policy related to the topic
- The most important legislative, judicial, and regulatory policy
instruments
- Ambiguities, conflicts, problems, and contradictions related to
the instruments
- Key issues
- Underlying assumptions
- Effects on and roles of key stakeholders
- Conflicts among key values
- Implications of issues
- Conclusions and recommendations
- Recommendations
- Rationale for recommendations
- Implications and possible outcomes of specific courses of action
- References
- APA style
- All sources cited in the paper.
The second model is based primarily on the work of William Dunn, with
contributions from the work of Ray Rist on qualitative policy research
methods, Emery Roe on narrative policy analysis, and Donald Schön
on generative metaphor. I avoid the rhetoric of problems and problem
solving deliberately.
Elements of the policy issue paper
(adapted from Dunn, 1994, with material from Rist, 1994; Roe, 1994;
and Schšn, 1993)
| Element |
Examples of Evaluative Criteria |
|
Executive summary
- Background of the issue or dilemma
- Description of the social dilemma
- Outcomes of earlier efforts to address the dilemma
|
- Are recommendations highlighted?
- Are all the important terms clearly defined?
- Are all appropriate dimensions described?
- Are prior efforts clearly assessed?
|
|
Scope and severity of the problem
- Assessment of past policy efforts
- Significance of the conflict
- Need for analysis
|
- Why is the social conflict important?
- What are the major assumptions and questions to be considered?
|
|
Issue statement
- Definition of the issue
- Major stakeholders
- Goals and objectives
- Measures of effectiveness
- Potential solutions or new understandings
|
- Is the issue clearly stated?
- Are all major stakeholders identified and prioritized?
- Is the approach to analysis clearly specified?
- Are goals and objectives clearly specified?
- Are major value conflicts identified and described?
|
|
Policy alternatives
- Description of alternatives
- Comparison of future outcomes
- Externalities
- Constraints and political feasibility
|
- Are alternatives compared in terms of costs and effectiveness?
- Are alternatives systematically compared in terms of political
feasibility?
|
|
Policy recommendations
- Criteria for recommending alternatives
- Descriptions of preferred alternative(s)
- Outline of implementation strategy
- Limitations and possible unanticipated outcomes
|
- Are all relevant criteria clearly specified?
- Is a strategy for implementation clearly specified?
- Are there adequate provisions for monitoring and evaluating
policies, particularly unintended consequences?
|
| References |
|
| Appendices |
|
|